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So your reporting entity implemented an AML/CTF program and everyone in the business committed to do what was needed. How much has changed in the intervening years since implementation and, more importantly, how do you monitor compliance with the program? Are you struggling with the roles set out in the three lines of defence? Whilst you may sit in line 2 are you dealing with the business and making decisions they should be making? Are you a part time compliance officer with a day job? What is your time allocation for the management of an AML/CTF program?

This program will work through the intricacies of managing all the moving parts of a program and looks at common issues found in AML/CTF programs.

Most programs were implemented in 2007 and, apart from changes around KYC, most programs have not moved down the maturity path. There has been, and continues to be, significant change. Has your program matured or is it still taking a minimalist approach? Have the board actually had any relevant training? When was the last time that you had an independent review? Was it actually independent? Does your risk assessment flow into your transaction monitoring?

Using real examples as case studies, this program is designed to help you understand:

  • The threat environment and areas of risk;
  • The importance of taking a holistic view;
  • The importance of your risk assessment in driving your control framework;
  • Where do the risks actually sit;
  • The importance of making compliance a KPI or hurdle to performance bonus achievement;
  • The importance of knowing who you are dealing with;
  • That the customers of your customer really are a concern;
  • Why the boards messaging gets lost somewhere in middle management;
  • What are you monitoring for and do your rules actually help you manage your risk;
  • Monitoring program compliance;
  • Managing outsource partners
  • Incident response

Learning Objectives:

  • Understanding the importance of monitoring for compliance
  • Maturing your program
  • Monitoring compliance
  • Dealing with outsource partners who may be performing key functions on your behalf
  • Undertaking reviews

Who will Benefit:

  • Board Members
  • CRO's
  • MLRO's
  • AML/CTF teams
  • Financial Institutions
  • Banking Organizations / Investment Organizations
  • Insurance Companies
  • Foreign Exchange
  • Financial crime compliance managers

Use coupon code NB5SQH8N and get 10% off on registration.

For Registration:

There may be many networking opportunities at the Implementing and Monitoring AML/CTF Programs. Find out more in the event details below.

All information in Events In America is deemed to be accurate at the time we add it, and we take steps to verify all details and update our records when new information is provided, but as people, events and circumstances change, we caution users to independently confirm all information. and Events In America LLC make no guarantee of accuracy and assume no liability for inaccurate information.

Conference/Event Dates: 09/15/2016 - 09/16/2016
Conference/Event Hours: 8:30 AM - 4:30 PM
Classification: B2B
Primary Industry: Banking-Money-Finance
Other Industries: Banking-Money-Finance, Business
Estimated Attendance: 30
Cost to Attend: One Registration (USD) - $999
Audience: Board Members
AML/CTF teams
Financial Institutions
Banking Organizations / Investment Organizations
Insurance Companies
Foreign Exchange
Venue: Venue TBD
Show Owner:ComplianceOnline

Booth Size Booth Cost   Available Amenities
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  Water: n/a
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  Marketing Vehicles Allowed: Call
Other Booth Sizes Available: n/a

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Implementing and Monitoring AML/CTF Programs

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