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Event Overview:

Stay current on rules and regulations in settings designed to promote timely learning and sharing with peers, regulators and other financial services professionals. FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations professionals, and others in the financial services industry.

FINRA Conferences and educational events provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts. Attendees sharpen their knowledge of rules and regulations, and share experiences with regulators, peers and other industry professionals. Many of these educational offerings qualify for CPE and CLE credits.

2017 Annual Conference
FINRA's premier event - this conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics.

About FINRA:

FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry.

FINRA is not part of the government. We’re an independent, not-for-profit organization authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly.

There may be many networking opportunities at the 2017 FINRA Annual Conference - Financial Industry Regulatory Authority. Find out more in the event details below.

All information in Events In America is deemed to be accurate at the time we add it, and we take steps to verify all details and update our records when new information is provided, but as people, events and circumstances change, we caution users to independently confirm all information. and Events In America LLC make no guarantee of accuracy and assume no liability for inaccurate information.

Conference/Event Dates: 05/16/2017 - 05/18/2017
Classification: B2B
Primary Industry: Banking-Money-Finance
Other Industries: Banking-Money-Finance, Business
Estimated Attendance: 1,350
Cost to Attend:
Audience: Financial Industry Professionals
Venue: Marriott Marquis Washington, DC
Venue Phone: (202) 824-9200
Venue Type: Indoor - Hotel
Official Conference Hotel:Marriott Marquis Washington, DC
Conference Hotel URL:
Show Owner:Financial Industry Regulatory Authority (FINRA)
Show Manager:FINRA
Sponsorship: Yes

Booth Size Booth Cost   Available Amenities
Exhibiting Opportunities Available Please Contact Jeff Arcuri for Additional Information   Electricity: Yes - Unknown Price
  Water: n/a
  Generator: n/a
  Marketing Vehicles Allowed: Call
Other Booth Sizes Available: Yes

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Past Exhibitors:

ACA Compliance Group

Actiance, Inc.


Bloomberg Vault

BNY Mellon

Business Information Group

Compliance11 – A Charles Schwab

Corp Subsidiary

Compliance Science, Inc.


Erado Message Control Solutions

Exam FX

Fire Solutions, Inc.

Financial Tracking Technologies, LLC

FrontLine Compliance, LLC

Grant Thornton, LLP

Global Relay

Hearsay Social

Insurance Technologies

Knopman Financial Training

LANSARE Corporation


McDonald Information Service, Inc.

National Society of Compliance



PaperClip, Inc.




Quest CE

REED Technology


Regulatory Compliance

Renaissance Regulatory Service



Solomon Exam Prep

STAR Compliance

Subserveo – DST Brokerage Solutions

TeamMate Broker Dealer Audit



Thomson Reuters


Wolters Kluwer Financial Services

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