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The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees about 4,405 brokerage firms, about 162,780 branch offices and approximately 629,865 registered securities representatives.

Contact the event managers listed below for more information about how you can participate at the 2013 FINRA Annual Conference - Financial Industry Regulatory Authority.

All information in Events In America is deemed to be accurate at the time we add it, and we take steps to verify all details and update our records when new information is provided, but as people, events and circumstances change, we caution users to independently confirm all information. and Events In America LLC make no guarantee of accuracy and assume no liability for inaccurate information.

Conference/Event Dates: 05/20/2013 - 05/22/2013
Classification: B2B
Primary Industry: Banking-Money-Finance
Other Industries: Banking-Money-Finance, Business
Audience: Financial Industry
Venue: Renaissance Washington, DC Downtown Hotel
Venue Phone: (202) 898-9000
Venue Type: Indoor - Hotel
Official Conference Hotel:Renaissance Washington, DC Downtown Hotel
Conference Hotel URL:
Show Owner:Financial Industry Regulatory Authority (FINRA)
Sponsorship: Yes

Booth Size Booth Cost   Available Amenities
Call for information.   Electricity: n/a
  Water: n/a
  Generator: n/a
  Marketing Vehicles Allowed: Call
Other Booth Sizes Available: n/a

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2012 Exhibitors:

ACA Compliance Group

Actiance, Inc.


Bloomberg Vault

BNY Mellon

Business Information Group

Compliance11 – A Charles Schwab

Corp Subsidiary

Compliance Science, Inc.


Erado Message Control Solutions

Exam FX

Fire Solutions, Inc.

Financial Tracking Technologies, LLC

FrontLine Compliance, LLC

Grant Thornton, LLP

Global Relay

Hearsay Social

Insurance Technologies

Knopman Financial Training

LANSARE Corporation


McDonald Information Service, Inc.

National Society of Compliance



PaperClip, Inc.




Quest CE

REED Technology


Regulatory Compliance

Renaissance Regulatory Service



Solomon Exam Prep

STAR Compliance

Subserveo – DST Brokerage Solutions

TeamMate Broker Dealer Audit



Thomson Reuters


Wolters Kluwer Financial Services

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2013 FINRA Annual Conference - Financial Industry Regulatory Authority

exhibitor lists